This Is Auburn Office of Audit, Compliance & Privacy

Institutional Compliance Committees (ICC)

Role

The Auburn University Institutional Compliance Committee and the AUM Institutional Compliance Committee (ICC) support Auburn University in providing broad oversight of university-related regulatory issues.

Responsibilities

The ICCs:

  1. Provide guidance and input on the development of a comprehensive compliance program.
  2. Identify and discusses compliance related topics that could affect the university.
  3. Promote compliance within the members’ respective units and throughout the university.
  4. Aid in the identification of compliance risks where exposures may not be fully addressed.
  5. Assist in the identification of compliance-related educational needs.
  6. Identify policy and procedure needs related to diverse regulatory requirements.
  7. Develop, implement, and improve compliance program within the members’ respective units, based on best practices delineated in the U.S. Federal Sentencing Guidelines.
  8. Encourage open communication among campus compliance units and senior university leadership.

Membership

The membership of the ICCs are appointed by the AVP, Audit, Compliance & Privacy. The AVP serves as the ICC Chair. Current membership:

AU INSTITUTIONAL COMPLIANCE COMMITTEE
NameRepresenting
Battye, KarenOffice of the Registrar (FERPA Officer)
Douglas, AmyController
Gottesman, RobertInstitutional Compliance & Privacy
Johnson, NikiResearch
Kennedy, MisstyProcurement & Business Services
King, KelvinPublic Safety
VacantHIPAA Privacy Officer
Langham, AbbyStudent Affairs
Novara, TonyResearch Security Compliance
Mason, JenniferInternational Programs
McCallister, SusanCampus Safety Compliance
McCormick, KarlaHuman Resources
McGlynn, RichAthletics
Miaoulis, WilliamOffice of the CIO
Mulvaney, DonaldUniversity Senate
O’Gwynn, ChrisRisk Management & Safety
Roberts, KristinInstitutional Compliance
Robinson, KevinOffice of Audit, Compliance & Privacy
Taylor, AndrewAcademic Compliance
Taylor, KelleyAA/EEO/Title IX/ADA
Tye, MillyResearch Integrity
Walker, StaceyInternal Audit
White, MaranOffice of the General Counsel
AUM INSTITUTIONAL COMPLIANCE COMMITTEE
NameRepresenting
Benson, HollyOffice of the Registrar (FERPA Officer)
Dupree, TonyaAA/EEO/Title IX/ADA
Garber, GrantOffice of the General Counsel
Gottesman, RobertInstitutional Compliance & Privacy
VacantHIPAA Privacy Officer
Pande, SameerStudent Affairs
Mense, TobiasOffice of the CIO
Mitchell, BrendaPublic Safety
Morris, DarylCampus Services
Parsons, ScottFinancial & Administrative Services
Perry BeauFinancial Services
Ray, GlenResearch
Ragland, MattGraduate Studies
Roberts, KristinInstitutional Compliance
Robinson, KevinOffice of Audit, Compliance & Privacy
VacantAthletics
Taneja. AyushInternational Programs
Walker, StaceyInternal Audit
White, ChristopherAsst. VC and Controller
Meadows, LeslieHuman Resources

Meetings

The ICCs will meet at the discretion of the Chair.

Last Updated: March 29, 2022