Role

The Auburn University Institutional Compliance Committee and the AUM Institutional Compliance Committee (ICC) support Auburn University in providing broad oversight of university-related regulatory issues.

Responsibilities

The ICCs:

  1. Provide guidance and input on the development of a comprehensive compliance program.

  2. Identify and discusses compliance related topics that could affect the university.

  3. Promote compliance within the members’ respective units and throughout the university.

  4. Aid in the identification of compliance risks where exposures may not be fully addressed.

  5. Assist in the identification of compliance-related educational needs.

  6. Identify policy and procedure needs related to diverse regulatory requirements.

  7. Develop, implement, and improve compliance program within the members’ respective units, based on best practices delineated in the U.S. Federal Sentencing Guidelines.

  8. Encourage open communication among campus compliance units and senior university leadership.

Membership

The membership of the ICCs are appointed by the AVP, Audit, Compliance & Privacy. The AVP serves as the ICC Chair. Current membership:

ICC Membership
AU INSTITUTIONAL COMPLIANCE COMMITTEE
Name Representing
Battye, Karen Office of the Registrar (FERPA Officer)
Douglas, Amy Controller
Forehand, Scott HIPAA Privacy Officer
Gottesman, Robert Institutional Compliance & Privacy
Johnson, Niki Research
Kennedy, Missty Procurement & Business Services
King, Kelvin Public Safety
Langham, Abby Student Affairs
Mason, Jennifer International Programs
McCallister, Susan Campus Safety Compliance
McCormick, Karla Human Resources
McGill, Traci Internal Audit
Miaoulis, William Office of the CIO
Novara, Tony Research Security Compliance
O’Gwynn, Chris Risk Management & Safety
Roberts, Kristin Institutional Compliance
Robinson, Kevin Institutional Compliance & Security
Taylor, Andrew Academic Compliance
Taylor, Kelley AA/EEO/Title IX/ADA
Tye, Milly Research Integrity
White, Kim Youth Protection Programs
White, Maran Office of the General Counsel
Whitehead, Jeff Athletics
AUM INSTITUTIONAL COMPLIANCE COMMITTEE
Name Representing
Barlow, Ben Campus Services
Dupree, Tonya AA/EEO/Title IX/ADA
Forehand, Scott HIPAA Privacy Officer
Gottesman, Robert Institutional Compliance & Privacy
Kroft, Tim Faculty Representative
Louder, Tracy Sponsored Programs
Mense, Tobias Office of the CIO
Mitchell, Brenda Public Safety
Morris, Daryl Campus Services
Pande, Sameer Student Affairs
Parsons, Scott Financial & Administrative Services
Perry, Beau Financial Services
Ragland, Matt Graduate Studies
Roberts, Kristin Institutional Compliance
Robinson, Kevin Institutional Compliance & Security
McGill, Traci Internal Audit
Maas, Erik Athletics
Meadows, Leslie Human Resources
Sport, Morgan
(or) White, Maran
Office of the General Counsel
Taneja. Ayush International Programs
Tomblin, Debbie Research Compliance
Washington, Sheila Office of the Registrar (FERPA Officer)
White, Christopher Asst. VC and Controller
White, Kim Youth Protection Programs

Meetings

The ICCs will meet at the discretion of the Chair.

Last updated: 01/04/2024