Role
The Auburn University Institutional Compliance Committee and the AUM Institutional Compliance Committee (ICC) support Auburn University in providing broad oversight of university-related regulatory issues.
Responsibilities
The ICCs:
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Provide guidance and input on the development of a comprehensive compliance program.
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Identify and discusses compliance related topics that could affect the university.
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Promote compliance within the members’ respective units and throughout the university.
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Aid in the identification of compliance risks where exposures may not be fully addressed.
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Assist in the identification of compliance-related educational needs.
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Identify policy and procedure needs related to diverse regulatory requirements.
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Develop, implement, and improve compliance program within the members’ respective units, based on best practices delineated in the U.S. Federal Sentencing Guidelines.
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Encourage open communication among campus compliance units and senior university leadership.
Membership
The membership of the ICCs are appointed by the AVP, Audit, Compliance & Privacy. The AVP serves as the ICC Chair. Current membership:
AU INSTITUTIONAL COMPLIANCE COMMITTEE | |
Name | Representing |
---|---|
Battye, Karen | Office of the Registrar (FERPA Officer) |
Douglas, Amy | Controller |
Forehand, Scott | HIPAA Privacy Officer |
Gottesman, Robert | Institutional Compliance & Privacy |
Johnson, Niki | Research |
Kennedy, Missty | Procurement & Business Services |
King, Kelvin | Public Safety |
Langham, Abby | Student Affairs |
Mason, Jennifer | International Programs |
McCallister, Susan | Campus Safety Compliance |
McCormick, Karla | Human Resources |
McGill, Traci | Internal Audit |
Miaoulis, William | Office of the CIO |
Novara, Tony | Research Security Compliance |
O’Gwynn, Chris | Risk Management & Safety |
Roberts, Kristin | Institutional Compliance |
Robinson, Kevin | Institutional Compliance & Security |
Taylor, Andrew | Academic Compliance |
Taylor, Kelley | AA/EEO/Title IX/ADA |
Tye, Milly | Research Integrity |
White, Kim | Youth Protection Programs |
White, Maran | Office of the General Counsel |
Whitehead, Jeff | Athletics |
AUM INSTITUTIONAL COMPLIANCE COMMITTEE | |
Name | Representing |
Barlow, Ben | Campus Services |
Dupree, Tonya | AA/EEO/Title IX/ADA |
Forehand, Scott | HIPAA Privacy Officer |
Gottesman, Robert | Institutional Compliance & Privacy |
Kroft, Tim | Faculty Representative |
Louder, Tracy | Sponsored Programs |
Mense, Tobias | Office of the CIO |
Mitchell, Brenda | Public Safety |
Morris, Daryl | Campus Services |
Pande, Sameer | Student Affairs |
Parsons, Scott | Financial & Administrative Services |
Perry, Beau | Financial Services |
Ragland, Matt | Graduate Studies |
Roberts, Kristin | Institutional Compliance |
Robinson, Kevin | Institutional Compliance & Security |
McGill, Traci | Internal Audit |
Maas, Erik | Athletics |
Meadows, Leslie | Human Resources |
Sport, Morgan (or) White, Maran |
Office of the General Counsel |
Taneja. Ayush | International Programs |
Tomblin, Debbie | Research Compliance |
Washington, Sheila | Office of the Registrar (FERPA Officer) |
White, Christopher | Asst. VC and Controller |
White, Kim | Youth Protection Programs |
Meetings
The ICCs will meet at the discretion of the Chair.