Section 4.1: Faculty Teaching Assignments
Section 4.2: Expectations for Faculty
4.2.1 Responsibilities of Faculty Members Conducting Classes
4.2.2 Textbooks and Instructional Materials
4.2.3 Academic Contingency Policies
Section 4.3: Expectations for Students
Section 4.7: Student Grievances
Section 4.8: The Graduate School
Introduction: Policy on Quality Instruction
The Board of Trustees views the instruction of students as the foremost activity of Auburn University. It is proud of the outstanding levels of quality achieved throughout the institution in preparing graduates to enter the professions, graduate programs, and leadership positions in all walks of life. To underscore and support this process, the Board identifies those characteristics that it views to be central to the teaching/learning process.
Class sizes, particularly at the freshman and sophomore levels, should be sufficiently small to provide for individual student attention and opportunity for free exchange of ideas.
Faculty teaching loads should not be so burdensome as to preclude the availability of faculty for individual or small-group counseling, advising, and informal discussion with students.
Early in their Auburn career, all students should have opportunity for exposure to the University’s best scholars. Senior faculty should have some teaching responsibility at the lower division level.
Particular care should be exercised to assure that those who have classroom instructional responsibility possess strong communication skills.
Innovative teaching approaches should be encouraged. To foster creativity in the instructional arena, a “learning center” should be organized to assist any faculty member who may desire its use. Junior faculty should be supervised carefully to assure that support is provided as needed.
The curriculum should reflect a desire that graduates be effective in written and oral communication skills and reasoning skills, as well as being well founded in the major discipline.
There should be an honors program and other similar opportunities developed for the exceptionally talented and curious student.
Outstanding teaching will be recognized and rewarded.
The Board supports a regular, validated, and effective faculty evaluation system that relies upon student, peer, and administrator input. Such a program should have performance improvement as its primary goal.
The Board will strive to provide adequate operating budgets so that support materials are available to enhance the teaching/learning process.
Teaching is a dynamic and complex activity, and learning is an individual process. The Board of Trustees recognizes that a wide variety of teaching methods are available and that no singular approach is superior to others––that circumstances dictate the style most appropriate. The Board recognizes and congratulates the faculty and administration on their ability to attract high-quality students to Auburn. By endorsing this statement, the Board desires that faculty, department heads/chairs, and deans be aware of its interest in and support of their dedicated efforts to offer Auburn students the highest possible quality of instruction.
Section 4.1
Faculty Teaching Assignments
The University recognizes the impossibility of creating a “teaching load” formula that would be applicable to the complex academic programs embraced by the various colleges, schools, and departments. Considerable flexibility is given to the individual department head, in consultation with the dean, in assigning faculty workloads to meet the department’s instructional, research, and public service commitments. Faculty workloads are regularly reported to the provost and are utilized by the central administration of the University in budgetary management of the academic program.
Although there is no set teaching load formula at the University level, normally every attempt is made to give appropriate reduction in the classroom assignments of those faculty who are significantly engaged in research, graduate teaching, the direction of graduate student theses, or University service. Such reduction should be applied equitably to all eligible faculty. However, the University believes it is important that senior faculty who have distinguished themselves through research and publication be directly involved in undergraduate teaching.
4.1.2 Minimum Class Size Guidelines
Number of graduate/undergraduate registrants needed to offer a course with dean approval
http://www.auburn.edu/academic/provost/policies/Minimum_Class_Size_Guidelines.php
Section 4.2
Expectations for Faculty
4.2.1 Responsibilities of Faculty Members Conducting Classes
Auburn University recognizes that the classroom experience represents something of a partnership between student and professor. For the partnership to be successful, each has a right to expect certain things of the other: just as the professor may expect students to meet the responsibilities that they have made explicit on such matters as instructional objectives and evaluation procedures, so the student should expect the professor to meet their obligations also. The University believes that each faculty member in conducting classes should exhibit high standards of professional behavior through their scholarship, personal integrity, and enthusiasm for the profession of teaching.
More specifically, each professor has the following responsibilities to himself or herself and to their students:
4.2.2 Textbooks and Instructional Materials
Textbook orders for each instructional semester are placed with the Auburn University Bookstore and the private bookstores in the city of Auburn through a University-wide system. Individual faculty orders are secured at the departmental level and sent directly to local bookstores. Faculty are expected to cooperate fully in placing their orders well in advance and to utilize the University system, which is devised to ensure that textbooks will be available to students at all bookstores and that instruction will not be impeded during the early part of the semester because texts are not available.
Faculty involvement in the writing or editing of textbooks published and marketed through national or regional publishing houses is regarded by the University as a legitimate and praiseworthy form of scholarly activity. At times, however, faculty members may wish to develop instructional materials for local use in their own classrooms. These nontraditional, duplicated packets or booklets of materials may be used supplementary to or in place of traditional textbooks.
The Auburn University Bookstore, working directly with the faculty member, obtains copyright clearance for duplication of all requested materials in advance of distribution. The AU Bookstore then reproduces, binds, and distributes the instructional material at cost plus overhead with no profit or revenue accruing to either the department or the faculty member. This system ensures that Auburn University and Auburn University faculty are not illegally using copyrighted material and exposing the University to liability and embarrassment. University endorsement has also been given to a procedure whereby individual faculty members, with the approval of their department heads/chairs, may arrange to have manuscripts for classroom use printed (only after obtaining copyright clearance) and sold by commercial duplicating services exterior to the campus.
Faculty shall refrain from selling textbooks or instructional materials directly to the students. Such practices are questionable financially and ethically.
Selection and production of instructional materials by faculty is essential to providing quality instruction. The freedom to choose instructional materials is central to the principle of academic freedom. Auburn University encourages faculty to publish instructional materials through reputable publishers that are marketed and used nationally. If such materials produced by a faculty member are appropriate for use in the faculty member’s classes, and if the sale of such materials produces financial gain for the faculty member or his immediate family, faculty may (a) assign the material and choose not to accept financial gain that might result from royalties or other income generated by the sale of such materials by students enrolled in the faculty member’s class, or (b) turn the decision for selecting teaching materials over to an alternate responsible entity (e.g., a department chair or a departmental committee) qualified to determine if the materials are appropriate. Each department will develop a methodology for identifying the alternate responsible entity.
The production of instructional materials such as workbooks, answer sheets, or custom texts intended for use either exclusively or primarily at Auburn University shall be considered part of the faculty member’s assigned duties. It is expected that such shall be provided to the student at departmental or university expense, or at most, the cost of reproduction through a commercial reproducer.
Teaching is a dynamic and complex activity, and learning is an individual process. The Board of Trustees recognizes that a wide variety of teaching methods are available and that no singular approach is superior to others––that circumstances dictate the style most appropriate. The Board recognizes and congratulates the faculty and administration on their ability to attract high quality students to Auburn. By endorsing this statement, the Board desires that faculty, department heads/chairs, and deans be aware of its interest in and support of their dedicated efforts to offer Auburn students the highest possible quality of instruction.
4.2.3 Academic Contingency Policies
Provisions for individual faculty, departments, and colleges to maintain the instructional mission of the university in response to faculty absence and other emergencies
https://sites.auburn.edu/admin/universitypolicies/Policies/AcademicContingencyPolicies.pdf
4.2.4 Retention of Exams by Faculty
Final examinations or similar evaluative material that has not been returned by faculty members should be retained by faculty members until the first day of the third semester after the final grade has been assigned.
4.2.5 Evaluation of Teaching
(See also Chapter 3, Section 7, “Evaluations and Reviews”)
The University views the evaluation of teaching as an ongoing process that relies on multiple assessment measures, including, at a minimum, both peer evaluations and data from student ratings of teaching effectiveness, gathered by means of the University’s standard survey instrument or an equivalent survey instrument. This policy mandates the collection of student-generated data on a regular basis, but these data are not to be used as the only mechanism to rank-order faculty; the data must not supplant other ongoing methods of teaching evaluation; and the data should be only one of several forms of teaching information gathered on a regular basis to assess teaching effectiveness.
The purposes of gathering student evaluations are:
Every course must undergo student evaluation of instruction each time it is offered. Courses with fewer than five students enrolled are exempt. Courses of an individual nature (e.g., independent study courses, theses, special projects, music studios, etc.) may be exempted from this requirement at the discretion of the department/college. Student participation is mandatory.
Administrative procedures for the survey are explicit and uniform. Surveys are to be administered anonymously, using the University instrument or an equivalent instrument. Colleges/schools, departments, and faculty members may use additional evaluation materials in addition to, or in lieu of, the University’s survey but must collect anonymous free-response comments from students.
University-sponsored survey instruments used to collect student evaluations of teaching effectiveness should have 8–10 questions, with at least one free-response question, and may have no more than 15 questions. The Teaching Effectiveness Committee of the University Senate will provide 8–10 broadly applicable survey questions for general use. Colleges and departments, in consultation with representative faculty, may change this survey instrument as needed and are responsible for determining the reporting of relevant results.
Results of student evaluations may not be disclosed to faculty members before graduation for the semester. Faculty members may not contact individual students at any time to discuss survey responses or comments.
The instructor and relevant department chairs, or others so designated by the department (e.g., course coordinators), will receive the results of the evaluation after graduation that semester. These results will include any free-response comments received from the students by means of the survey instrument. Further administrative procedures related to the collection and processing of completed survey forms may be announced from time to time by the Provost’s Office.
Data drawn from student evaluations along with other assessments of teaching will be used in the annual review of each faculty member by their department head/chair, in the third-year review by the department, and in review for promotion or tenure by the department, and by the school/college and University-level Promotion and Tenure Committees. In addition, at least annually the academic dean and the provost will receive summary student teaching evaluation data about each department without identifying faculty information.
Faculty and the various departments are urged to employ additional measures of teaching effectiveness. Possibilities include alumni assessments, employer assessments of matriculated students, evaluations from persons or organizations external to the University for which the faculty member consults or provides instructional services of some kind, and administrator assessment of performance. An important method of assessment is evaluation by professional colleagues.
Peer evaluations, mandated by the Board of Trustees, may be achieved in a variety of ways. Faculty members and/or departments should develop an appropriate peer-evaluation strategy or strategies. Evaluation by professional colleagues might include the following:
Evaluation of the faculty member’s syllabi, tests, handouts, and other materials used in class.
Evaluation of the faculty member’s preparation of students for subsequent courses in the field.
Evaluation of the faculty member’s work in a team teaching situation by their partner.
Comparison of the faculty member’s work with that of others teaching the same course.
Observation of the faculty member’s classes.
Evaluation of a portfolio developed by the faculty member in which they present themselves as a teacher. The portfolio might include a general statement on teaching philosophy; syllabi with detailed information on course content and objectives, teaching methods, reading and homework assignments, and student evaluation procedures; materials that show the extent of student learning, such as scores on standardized tests taken before and after the course, term papers and laboratory manuals, and work from the best and poorest students; a list of courses taught with enrollment and grade distributions; etc.
To further confirm the University’s concern for quality instruction and instructional programs, the Teaching Effectiveness Committee, the Curriculum Committee, and the Core Curriculum and General Education Committee have been established. These committees are charged with carrying out a process of continuing evaluation and enhancement of instructional programs and evaluation of proposed changes in the curriculum.
Faculty members are expected to know and observe the University’s academic regulations found in this handbook and in the Student Policy eHandbook.
Section 4.3
Expectations for Students
4.3.1 Policy on Class Attendance
https://sites.auburn.edu/admin/universitypolicies/Policies/PolicyonClassAttendance.pdf
4.3.2 Policy on Classroom Behavior
Introduction
1.1. Arriving after a class has begun;
1.2. Use of tobacco products;
1.3. Monopolizing discussion;
1.4. Persistent speaking out of turn;
1.5. Distractive talking, including cell phone usage;
1.6. Audio or video recording of classroom activities or the use of electronic devices without the permission of the instructor;
1.7. Refusal to comply with reasonable instructor directions;
1.8. Employing insulting language or gestures; and
1.9. Verbal, psychological, or physical threats, harassment, and physical violence.
Policy
When confronted with disruptive, but nonthreatening behavior, the instructor should issue a general word of caution to the class as a whole rather than to a particular student so as not to exacerbate the problem.
2.1. If a general caution directed to the entire class does not stop the disruptive activity, the instructor should endeavor to meet in private with the disruptive student. The resulting discussion should include a description of the problem, the reason it is disruptive, and the consequences of continued violations of classroom behavior guidelines.
2.2. If the disruptive behavior is preventing further instruction, the instructor is authorized to ask the disruptive student to leave the class immediately for the remainder of the class session. Removal from the classroom more than one class period, for an extended period, or on a permanent basis normally requires the instructor to file charges of a violation of the Auburn University Discipline Code with the vice president for Student Affairs. The department head/chair or dean may negotiate a withdrawal from the course or a transfer of the disruptive student to a different course section or course if in their opinion a different instructor and different classmates would diffuse the situation and provide the disruptive student with a new learning opportunity.
2.3. If threats have been made or physical violence is imminent, the instructor should notify the Auburn University Department of Public Safety immediately. The instructor should also notify the course department head/chair or dean promptly, followed by a memo to the department head/chair or dean.
Conduct expected of students; procedures for filing and processing alleged violations of the Conduct Code; hearings; sanctions that may be imposed; rights of those accused and those charging a violation
https://sites.auburn.edu/admin/universitypolicies/Policies/CodeofStudentConduct.pdf
4.3.4 Policy on Campus Speech and Demonstration
Regulations controlling time, place, and manner of public speeches and demonstrations on campus; procedures for approvals and scheduling
https://sites.auburn.edu/admin/universitypolicies/Policies/SpeechandDemonstrationPolicy.pdf
4.4.1 Policy on Undergraduate Examinations
Examinations are classified as (1) final examinations at the end of each term, (2) special examinations, and (3) other course examinations as determined by the instructor.
Announced tests in undergraduate courses will be administered at a regularly scheduled meeting of the course. Exceptions to this regulation may arise in specialized courses requiring performance or oral tests and in multiple-sectioned laboratory classes requiring practical laboratory tests. Faculty having sound reasons for scheduling tests at times other than regularly scheduled meeting times are to obtain approval from the department head/chair prior to the beginning of the term and are to present a written schedule of these changes to the class during the first few days of the term. Rescheduled tests are not to interfere with other scheduled academic endeavors of the students involved, and an appropriate reduction in regularly scheduled class time is to be given to compensate for the rescheduled test period.
Final Examinations: A final examination is a desirable means of evaluation in most undergraduate courses. In unusual circumstances, performance tests, term papers, research projects, or other forms of evaluation appropriate to the objectives of the course may be substituted for a final examination with the approval of the department head/chair, who will report such action to the dean and provost. Faculty who are not giving a final examination are to present to the class at the beginning of the term a written description of the forms of evaluation to be used and the means of determining final grades. The professor teaching a 6000-level course or higher shall determine whether a formal final examination is appropriate.
Final examinations are to be given as scheduled in the term examination schedule. Exceptions to this policy require prior approval by the provost. Rescheduled examinations must not interfere with scheduled academic activities of the students involved.
4.4.2 Policy on Number of Final Exams in One Day
Procedures for students to exercise their conditional right to take no more than two final exams in a single calendar day
https://sites.auburn.edu/admin/universitypolicies/Policies/PolicyonNumberofFinalExamsinOneDay.pdf
4.4.3 Retention of Exams by Faculty
Final examinations or similar evaluative material that has not been returned by faculty members should be retained by faculty members until the first day of the third semester after the final grade has been assigned.
Final grades that may be assigned by faculty to indicate passing, failing, withdrawal, and incomplete; calculating a GPA; the S/U Grading Option, Grade Adjustment Policy (GAP), and other grade-related policies
http://bulletin.auburn.edu/Policies/Academic/grades/Grades on examinations or in courses may not be publicly posted using students’ names or social security numbers. If a faculty member wishes to post grades, they must do so in such a manner that no student can be personally identified by others.
4.5.3 Faculty Policy on Assigning Grades of Incomplete
Procedures for faculty to process student requests for an Incomplete (grade of IN) and to change an IN to another grade; responsibilities of students and of faculty
4.5.4 Faculty Policy on Grade Changes
Limitations on the time and circumstances for changing final grades
https://sites.auburn.edu/admin/universitypolicies/Policies/FacultyPolicyonGradeChanges.pdf
4.6.1 Academic Honesty Code (Title XII)
The Student Academic Honesty Code applies to all students at Auburn University. Students in either the College of Veterinary Medicine or the School of Pharmacy, while taking classes in these schools, shall be subject to honesty codes published and distributed within each school.
https://sites.auburn.edu/admin/universitypolicies/Policies/AcademicHonestyCode.pdf
4.6.2 Academic Honesty Resources for Faculty
Summary of faculty rights and responsibilities; steps to take when reporting suspected dishonesty cases, and examples of violations from the Academic Code; ways to discourage academic dishonesty
http://www.auburn.edu/academic/provost/academicHonestyFaculty.php
4.7.1 Student Academic Grievance Policy
Procedures for addressing Student Academic Grievances
https://sites.auburn.edu/admin/universitypolicies/Policies/StudentAcademicGrievancePolicy.pdf
Section 4.8
The Graduate School
The governing body of the Graduate School is the Graduate Council. Graduate Council members represent the graduate faculty as a whole rather than the particular areas from which they come.
The council is advisory to the president and acts on regulations and policies governing all graduate study and graduate degrees and on curriculum requests and proposals for new graduate programs, and assists the dean of the Graduate School in carrying out regulations and policies. The council helps to formulate changes in Graduate School policy. All actions of the Graduate Council are subject to the University president’s review and approval. All general policy recommendations of the Graduate Council shall be reviewed by the University Senate before going forward to the president.
The graduate faculty serves to carry out the teaching, research, and outreach missions of Auburn University. The criteria for graduate faculty teaching and directing graduate students in research scholarly, creative, or professional activity are established by the Graduate Council and by each college/department for its programs. The graduate faculty consists of all faculty approved by the Graduate Council as having met these criteria.
B. Graduate Faculty Membership
Each department that offers a graduate degree shall develop and submit to the Graduate Council for approval a plan specifically detailing how those faculty members involved in teaching, directing research, or rendering other service to the program are selected and reviewed. New plans and modifications of approved plans may be submitted at any time. The Graduate Council shall approve or disapprove the plans submitted. Department heads/chairs shall be responsible for ensuring that their departments comply with their approved plan.
While departmental plans may differ considerably, depending on local variables and on the nature of graduate instruction and research across the disciplines, all plans should include two main sections: one setting forth standards for appointment and one detailing procedures to be followed by the departments in determining whether faculty members have met those standards.
The following guidelines shall be observed:
All plans shall set forth specific and relevant standards for graduate faculty membership in the department in question. Where appropriate, plans may set forth distinct standards for the various levels of involvement in the graduate program, such as directing graduate student research, teaching graduate courses, serving on examining or advisory committees, or rendering other service to the graduate program.
All plans shall clearly state the term of appointment. No term shall exceed seven years. Plans should contain criteria and standards for reappointment.
All plans shall specify clear and appropriate review procedures to be followed in considering candidates for initial appointment, and, where appropriate, reappointment. All plans that provide for more than one kind of appointment shall also specify appropriate procedures for considering changes in the kind of appointment.
All plans shall provide a coherent rationale for the criteria and procedures they propose.
Criteria
Criteria for graduate faculty teaching and mentoring will be determined by department/college for its graduate programs. At a minimum, all criteria must satisfy the minimum requirements detailed below.
Criteria should specify in reasonable detail what that program considers to be the minimal acceptable performance for a seven-year period in terms of scholarship and teaching.
Graduate programs not affiliated with a department/college may establish graduate faculty criteria with approval from the dean of the Graduate School.
Graduate faculty levels may be defined that are teaching only as well as the more traditional levels that include both teaching and the directing of graduate students.
These criteria will be reviewed and approved by the Graduate Council and the Graduate School will maintain a central archive for graduate faculty criteria.
Review
Faculty will continue to apply and submit documentation through a central system (GFAST at present) with seven-year terms of appointments.
Applications for appointment/reappointment are to be reviewed and decisions rendered at the department level. In cases where a program is not affiliated with a specific department/college, decisions are to be rendered at that program level. A college/school may also choose to provide review.
The Graduate School will review appointment/reappointment documents to ensure that the procedures/criteria for a given program are followed. Faculty denied graduate faculty status can appeal to the Graduate School for a detailed procedural review.
Minimum Criteria for Graduate Teaching
Earned doctorate/terminal degree in the teaching discipline or a related discipline; or
Documented exceptional competency and achievement.*
*Such as “related work experiences in the field, professional licensure and certifications, honors and awards, continuous documented excellence in teaching, or other demonstrated competencies and achievements.”
Minimum Criteria for Reappointment for Graduate Teaching
Documentation of performance at or above a level that satisfies the program’s minimum acceptable performance in teaching for the past seven years must be provided.
Minimum Criteria for Initial Appointment for Directing Graduate Students
Earned doctorate/terminal degree in the teaching discipline or a related discipline; or
Earned degree at/above the level of the student’s degree program and demonstrated exceptional competency and achievement.*
*Such as “related work experiences in the field, professional licensure and certifications, honors and awards, continuous documented excellence in teaching, or other demonstrated competencies and achievements.”
Minimum Criteria for Reappointment for Directing Graduate Students
Documentation of performance at or above a level that satisfies the program’s minimum acceptable scholarly performance for the past seven years must be provided.
C. Nomination and Review of Graduate Faculty Candidates
Candidates are nominated for graduate faculty membership and for renewal of membership in accord with the timetable set forth in their department’s plan or in response to a call for nominations issued periodically by the dean of the Graduate School.
Each department shall review candidates for graduate faculty membership in accord with the plan approved by the Graduate Council.
Nominations shall be forwarded by department heads/chairs to the dean of the Graduate School for review by the dean of the Graduate School and the Graduate Council. Each nomination shall include (1) a recommendation of support of or opposition to approval from the department head/chair, (2) an explanation of how the candidate’s record and performance meet approved standards and demonstrates that the department has followed approved procedures, and (3) a vita from the candidate.
If the dean of the Graduate School and the Graduate Council are satisfied that the candidate has met the criteria for their department and that the nominating department has complied with its approved plan, they shall be appointed to the graduate faculty.
If the dean of the Graduate School or the Graduate Council judge that the candidate has not met approved criteria or that the nominating department has not followed approved procedures, they shall notify the nominee and the department head/chair that the nominee has not been recommended for appointment. In such a case, the candidate may request an independent review of their credentials. The dean of the Graduate School shall then appoint an ad hoc review committee to render an independent assessment and recommendation. The committee shall be composed of three graduate faculty members from the candidate’s discipline or from one closely related to it. The dean of the Graduate School’s recommendation and the ad hoc committee’s recommendation shall then go forward to the provost, whose decision is final. A candidate who is turned down at the department level may also request an independent review of their credentials by a similar committee. Such requests shall be sent to the dean of the Graduate School through the department head/chair.
D. Periodic Review of Department Plans
The Graduate Council shall conduct periodic reviews of existing plans and of departmental compliance. Typically, these shall be timed to coincide with the accreditation reviews of the Commission on Colleges of the Southern Association of (SACSCOC).
4.8.3 Graduate School Policies
Policies governing academic standing, enrollment/program requirements, and curricular options for graduate students; graduate courses and curricula; graduate faculty appointments
https://sites.auburn.edu/admin/universitypolicies/Policies/GraduateSchoolPolicies.pdf
Last Updated: May 25, 2020